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CCNY-Baruch [Finance and Accounting] 1965 Brooklyn Law School [JD] 1965 Institute of Finance [Corporate Finance] 1968 Retired from Active Practice in 2005.
NYS (Attorney General) Bureau of Securities civil and criminal enforcement for financial crimes and special prosecutions involving businesses and their executives. Investment Banking for NYSE member firms. Private Practice.
Areas of Legal Practice: Securities & Exchange Commission, Federal Trade Commission, also tax shelters, (formation and litigation) and private placements and public offerings of securities.
Domestic and international investment banking, due diligence on financial, legal and physical plant and asset verification for private and public securities offerings, for two NYSE member firms and negotiating preliminary deal memoranda. Extensive civil trial litigation involving commercial and securities matters and criminal matters of all types.
The following is a sampling of some of the industries and clients with which he was involved. Securities Broker Dealers, Federally Chartered Credit Unions, Food (chain stores, cooperatives, commercial farming), Mineral (exploration and production for oil and gas, gold, coal, potash and gypsum), Real Estate, acquisition and financing, (commercial, residential and resort), Aircraft and Maritime (cargo and passenger operations and servicing), Financial and Investment Service Companies, Mortgage Banking.
Adjunct [part time] Assistant Professor at New York University teaching contract and business law and also a Court and Privately appointed commercial claims arbitrator.
